Sharon Lai York
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Lai York, a licensed Responsible Officer with CE reference AER806. Currently licensed at 1 firm(s): Springhill Fund Asset Management (HK) Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-09-27 | present |
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-07-09 | 2021-09-27 |
| Rockhampton Management Limited | RO | Type 4 — Advising on securities | 2011-01-26 | 2021-06-07 |
| Rockhampton Management Limited | RO | Type 9 — Asset management | 2011-01-26 | 2021-06-07 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-05-12 | 2011-01-26 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2008-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |