Rockhampton Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockhampton Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ALW534. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2005-06-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2005-06-24 | 2011-09-08 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Denise Tan Nei Hu 胡妲妮 | RO 9 | 2009-04 | 2011-01 |
| Alice Si Wai Lui 雷思慧 | RO 9 Rep 9 | 2005-10 | 2010-09 |
| Satomi Shimada | RO 9 | 2005-06 | 2011-01 |
| Kwok Chung Wong 黃國聰 | RO 9 | 2005-06 | 2006-06 |
| Kamni Bharwani | Rep 9 | 2009-09 | 2011-01 |
| Lily Yi Yuen Chan 陳宜宛 | Rep 9 | 2009-09 | 2011-01 |
| Matthew Hilton Dalgety | Rep 9 | 2009-05 | 2011-01 |
| Christopher Donegan | Rep 9 | 2006-05 | 2007-06 |
| Dora Wan Chong Hung 熊韞莊 | Rep 9 | 2006-07 | 2011-01 |
| Hiroko Kobayashi | Rep 9 | 2008-06 | 2008-10 |
| Ming Ho Lau 劉明皓 | Rep 9 | 2010-02 | 2011-01 |
| Jinchul Lee 李鎮喆 | Rep 9 | 2010-11 | 2011-01 |
| Lydia Wing Hang Leung 梁詠恆 | Rep 9 | 2007-10 | 2011-01 |
| Gillian Shek 石家欣 | Rep 9 | 2005-12 | 2011-01 |
| Kenneth Ka Nin Wan 溫嘉年 | Rep 9 | 2006-06 | 2011-01 |
| Sharon Lai York | Rep 9 | 2009-05 | 2011-01 |
Showing 1–16 of 16