Ming Ho Lau

劉明皓
CE No. AUQ041 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ho Lau (劉明皓), a licensed Responsible Officer with CE reference AUQ041. Currently licensed at 1 firm(s): Rockhampton Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
Rockhampton Management Limited RO Type 4 — Advising on securities 2022-10-07 present
Rockhampton Management Limited RO Type 9 — Asset management 2022-10-07 present
Rockhampton Management Limited Rep Type 4 — Advising on securities 2011-01-26 2022-10-07
Rockhampton Management Limited Rep Type 9 — Asset management 2011-01-26 2022-10-07
Rockhampton Management (Hong Kong) Limited Rep Type 9 — Asset management 2010-02-25 2011-01-26

Related