Lily Yi Yuen Chan
陳宜宛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lily Yi Yuen Chan (陳宜宛), a licensed Representative with CE reference APX098. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2017-11-20 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-07-24 | present |
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2012-04-18 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2012-04-18 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-09-04 | 2011-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2009-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-17 | 2009-04-17 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2007-10-26 | 2009-04-17 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-10-26 | 2009-04-17 |