Denise Tan Nei Hu
胡妲妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Tan Nei Hu (胡妲妮), a licensed Responsible Officer with CE reference AFB110. Currently licensed at 1 firm(s): Rockhampton Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Type 4 — Advising on securities | 2011-01-26 | present |
| Rockhampton Management Limited | RO | Type 9 — Asset management | 2011-01-26 | present |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-04-03 | 2011-01-26 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2008-08-25 | 2008-10-27 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2004-10-25 | 2008-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-08-15 |