Kenneth Ka Nin Wan
溫嘉年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Ka Nin Wan (溫嘉年), a licensed Responsible Officer with CE reference ANN397. Currently licensed at 3 firm(s): Hua Liang Capital Limited, Hua Liang Securities Limited, Hua Liang Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Capital Limited 華量資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-26 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-06-03 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | present |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2019-04-26 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-07 | 2019-04-26 |
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2017-05-25 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2017-05-25 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-06-20 | 2011-01-26 |