Matthew Hilton Dalgety
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Hilton Dalgety ( ), a licensed former licensee with CE reference AOE813. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2017-03-31 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2017-03-31 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-05-12 | 2011-01-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2008-01-02 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-23 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-23 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-11-23 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-11-23 | 2008-11-20 |