Gaurav (SFC:BHK454) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav (SFC:BHK454) Gupta ( ), a licensed former licensee with CE reference BHK454. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2021-05-17 | 2023-05-05 |
| Auroville Investment Management (HK) Limited |
Rep | Type 9 — Asset management | 2018-02-22 | 2020-01-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2017-08-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-03 | 2017-08-07 |