Yan Ki Yiu
姚欣岐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ki Yiu (姚欣岐), a licensed Representative with CE reference BGQ377. Currently licensed at 1 firm(s): Polymer Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-09-08 | present |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2021-05-31 | 2023-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-14 | 2018-11-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-16 | 2016-01-21 |