Han Shen Frank Hu
胡翰紳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Shen Frank Hu (胡翰紳), a licensed Representative with CE reference AYV783. Currently licensed at 1 firm(s): Rockhampton Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2024-09-06 | present |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2024-09-06 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2021-12-15 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-10-05 | 2023-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2012-09-06 |