Carol Wen Szeto
司徒雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wen Szeto (司徒雯), a licensed former licensee with CE reference BCY116. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-06-05 | 2023-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-07-13 | 2017-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-07-13 | 2017-08-14 |
| Partners Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2015-11-30 |
| Partners Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2014-02-17 | 2015-11-30 |