Randy Tsui
徐晞瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Randy Tsui (徐晞瑜), a licensed former licensee with CE reference BDA218. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-05 | 2025-03-05 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-05 | 2025-03-05 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-23 | 2023-02-02 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 9 — Asset management | 2020-09-23 | 2023-02-02 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-30 | 2023-02-02 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2019-12-11 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-27 | 2019-12-11 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-27 | 2019-12-11 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2017-11-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-21 | 2017-11-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2016-06-21 | 2017-11-23 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-08 | 2015-11-10 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-08 | 2015-11-10 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-28 | 2014-06-24 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-28 | 2014-06-24 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-28 | 2014-06-24 |