Minmin Song
宋旻旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minmin Song (宋旻旻), a licensed former licensee with CE reference BDF036. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2019-07-04 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-07 | 2019-07-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-05 | 2017-08-02 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-05 | 2017-08-02 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-17 | 2017-04-13 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-17 | 2017-04-13 |