Cho Ying Lo
盧礎瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Ying Lo (盧礎瑩), a licensed Representative with CE reference BDF047. Currently licensed at 1 firm(s): SBI Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-17 | present |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-17 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-05 | 2022-05-31 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-05 | 2022-05-31 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2022-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-02 | 2021-07-10 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-26 | 2020-12-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-24 | 2018-05-04 |