Yu Chung Yiu
姚宇聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chung Yiu (姚宇聰), a licensed former licensee with CE reference BDH061. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-16 | 2022-12-19 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-15 | 2021-11-16 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-15 | 2022-06-10 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-15 | 2022-06-10 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-25 | 2020-05-12 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-25 | 2020-05-12 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-25 | 2020-05-12 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-21 | 2018-02-15 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-21 | 2018-02-15 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2018-02-15 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-15 | 2018-02-15 |