Sze Kei Ling
凌思其
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Kei Ling (凌思其), a licensed former licensee with CE reference BDI413. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-22 | 2018-06-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-22 | 2018-06-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-04-22 | 2018-06-26 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2014-04-22 | 2018-06-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-04-22 | 2018-06-26 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2014-04-22 | 2018-06-26 |