Shuo Steve Chen
陳碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Steve Chen (陳碩), a licensed Responsible Officer with CE reference BDJ257. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2024-10-23 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-27 | 2024-10-23 |
| HBM Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2021-01-07 | 2024-06-14 |
| HBM Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2021-01-07 | 2024-06-14 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-09-25 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-02 | 2019-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2019-05-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-29 | 2018-08-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-29 | 2019-05-08 |