Ka Ho (SFC:BDK123) Lee
李家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:BDK123) Lee (李家豪), a licensed former licensee with CE reference BDK123. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-19 | 2024-11-19 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2024-08-19 | 2024-11-19 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-14 | 2018-07-20 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2015-04-14 | 2018-07-20 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-05 | 2015-04-14 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-05 | 2015-04-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-05-12 | 2014-06-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-05-12 | 2014-06-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-05-12 | 2014-06-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-05-12 | 2014-06-03 |