Ka Po Pang
彭家寳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Pang (彭家寳), a licensed former licensee with CE reference BDK981. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-24 | 2019-11-25 |
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-24 | 2019-11-25 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2018-07-08 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-07 | 2018-07-08 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-05 | 2017-12-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-05 | 2017-12-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-05 | 2017-12-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-27 | 2015-07-28 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-12 | 2015-04-01 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-12 | 2015-04-01 |