Chiu Kin Tam
譚超鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kin Tam (譚超鍵), a licensed former licensee with CE reference BDL026. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-11 | 2026-04-24 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2026-02-11 | 2026-04-24 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-21 | 2026-02-11 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-21 | 2026-02-11 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-09 | 2024-12-13 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | 2024-12-13 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-02-09 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2023-02-09 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2024-12-13 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-17 | 2022-07-10 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-11 | 2022-07-10 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-11 | 2022-07-10 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2020-05-11 | 2022-07-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-23 | 2020-05-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2020-05-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-01 | 2020-05-10 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-09 | 2019-01-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-09 | 2019-01-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-25 | 2017-04-21 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-25 | 2017-04-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2015-06-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-13 | 2015-06-12 |