Leung Yiu Wallace Wong
黃良堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Yiu Wallace Wong (黃良堯), a licensed former licensee with CE reference BDL642. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragonstone Capital Management Limited 龍石資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-07 | 2022-08-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-20 | 2019-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2019-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | 2019-06-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2014-07-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-21 | 2014-07-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-21 | 2014-07-22 |