Wai Chor Tse
謝偉初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chor Tse (謝偉初), a licensed former licensee with CE reference BDL744. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2017-01-16 | 2019-04-09 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2017-01-16 | 2019-04-09 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2017-01-16 | 2019-04-09 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-24 | 2016-12-13 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-20 | 2014-11-30 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-05-20 | 2014-11-30 |