Shiyan Wang
王士彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyan Wang (王士彥), a licensed Responsible Officer with CE reference BDP424. Currently licensed at 1 firm(s): Aspoon Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspoon Capital Limited 一瓢資本有限公司 |
RO | Type 9 — Asset management | 2021-11-01 | present |
| Aspoon Capital Limited 一瓢資本有限公司 |
Rep | Type 9 — Asset management | 2021-05-28 | 2021-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-08 | 2021-04-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-09-14 | 2018-12-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-08-06 | 2018-08-10 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-06-01 | 2018-06-05 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-05-15 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-01-18 | 2018-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-23 | 2017-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-03-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-12-06 | 2016-12-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-06-08 | 2016-06-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-19 | 2015-05-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-19 | 2015-05-15 |