Adam John Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam John Lee ( ), a licensed former licensee with CE reference BDT098. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited |
Rep | Type 9 — Asset management | 2018-06-20 | 2024-04-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-07-17 | 2018-04-16 |