EFM Asset Management Limited

CE No. BFJ775 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EFM Asset Management Limited (), a Hong Kong-based licensed corporation with CE reference BFJ775. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 10 (total recorded over time: 17). Earliest licence on file: 2015-11-04.

Registered address

Level 19, LL Tower, 2 Shelley St

Licence history

ActivityFromTo
Type 9 — Asset management 2015-11-04 present

Licensed staff (all-time) (17)
Active on date

Name Activities First licensed To
Jeffrey Gerard Emmanuel RO 9 2015-11 Present
Martin Frank Warwick RO 9 2015-11 Present
Anthony Casey Wilson RO 9 2016-06 2020-03
Damien John Abdallah Rep 9 2016-06 2020-01
Anthony James Davies Rep 9 2025-08 Present
Simiao Deng 鄧思邈 Rep 9 2020-04 Present
Matthew Donal Hegarty Rep 9 2019-11 2021-03
Daniel Andrew Heyler Rep 9 2024-06 Present
Wing Tuen Ho 何泳鍴 Rep 9 2021-04 Present
Russell Dennis Keenan Rep 9 2019-05 2025-12
Adam John Lee Rep 9 2018-06 2024-04
Patrick James Porritt Rep 9 2025-04 Present
Stuart Bruce Smith Rep 9 2018-08 Present
Pui Fei Ralph Tam 譚沛斐 Rep 9 2026-04 Present
Daryl Chen How Tng Rep 9 2025-06 Present
Angus Campbell Walker Rep 9 2016-06 2023-10
Peidong Zhao 趙佩東 Rep 9 2024-06 2026-03
Showing 1–17 of 17

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related