Pui Fei Ralph Tam
譚沛斐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Fei Ralph Tam (譚沛斐), a licensed Representative with CE reference BUC200. Currently licensed at 1 firm(s): EFM Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited |
Rep | Type 9 — Asset management | 2026-04-20 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-29 | 2026-03-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-13 | 2026-03-23 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-13 | 2026-03-23 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-13 | 2026-03-23 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-04 | 2024-01-31 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2024-01-31 |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-09-04 | 2024-01-31 |