Jeffrey Gerard Emmanuel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Gerard Emmanuel, a licensed Responsible Officer with CE reference AXR096. Currently licensed at 1 firm(s): EFM Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited |
RO | Type 9 — Asset management | 2015-11-04 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2013-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-07-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-21 | 2013-07-16 |