Yui Chow
周睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Chow (周睿), a licensed Representative with CE reference BDV631. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-19 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-19 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2021-08-19 | present |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 9 — Asset management | 2016-01-07 | 2019-02-15 |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-07 | 2019-02-15 |