Chi Sheng Ngai
倪智承
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sheng Ngai (倪智承), a licensed Responsible Officer with CE reference BDW162. Currently licensed at 1 firm(s): GROW Asset Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2026-03-25 | present |
| GROW Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2026-03-25 | present |
| GROW Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2026-03-25 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-19 | 2021-10-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-19 | 2021-10-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2016-04-19 | 2021-10-08 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-08-14 | 2016-03-27 |