Yiyun Lu
陸怡云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyun Lu (陸怡云), a licensed Representative with CE reference BDX489. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-09-11 | present |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2020-11-03 | 2023-04-04 |
| Yishao Capital Management (HK) Limited 益劭資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-02 | 2020-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-06 | 2019-04-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-31 | 2019-04-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-08-31 | 2019-04-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-08-06 | 2015-08-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2014-08-06 | 2015-08-15 |