Hong Lau
劉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Lau (劉康), a licensed former licensee with CE reference BDY028. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-12 | 2022-09-27 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-07-30 | 2022-06-28 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-07-30 | 2022-06-28 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-04-14 |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-02 | 2021-04-14 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-14 | 2021-03-02 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-02 | 2021-03-02 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-18 | 2020-06-30 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-27 | 2020-02-17 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2018-10-23 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2018-07-27 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-29 | 2018-07-27 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-11-05 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-29 | 2017-11-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-07 | 2016-06-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-07 | 2016-06-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-07 | 2016-06-09 |