Burton Pak Chuen Lam
林百川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Burton Pak Chuen Lam (林百川), a licensed former licensee with CE reference BDY443. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-17 | 2022-02-25 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2020-06-17 | 2022-02-25 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2018-11-01 | 2020-05-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2018-09-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-10 | 2018-09-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-07 | 2015-05-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-07 | 2015-05-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-07 | 2015-05-13 |