Benjamin Wu
烏嘉駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Wu (烏嘉駿), a licensed Representative with CE reference BEA682. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-10-26 | present |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-10-26 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2015-06-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-25 | 2015-06-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-25 | 2015-06-06 |