Richard Paul Moriarty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Paul Moriarty ( ), a licensed former licensee with CE reference BEE927. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Union Gaming Securities Asia Limited | RO | Type 6 — Advising on corporate finance | 2016-04-29 | 2021-06-29 |
| Union Gaming Securities Asia Limited | RO | Type 1 — Dealing in securities | 2015-03-26 | 2021-06-29 |
| Union Gaming Securities Asia Limited | RO | Type 4 — Advising on securities | 2015-03-26 | 2021-06-29 |