Union Gaming Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Union Gaming Securities Asia Limited, a Hong Kong-based licensed corporation with CE reference BEE913. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2015-03-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2015-03-26 | 2021-06-29 |
| Type 4 — Advising on securities | 2015-03-26 | 2021-06-29 |
| Type 6 — Advising on corporate finance | 2016-04-29 | 2021-06-29 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Grant Wesley Govertsen | RO 1, 4 | 2015-03 | 2021-04 |
| John Gabriel-Apffel Hernandez | RO 6 Rep 1, 4 | 2016-03 | 2021-04 |
| Richard Paul Moriarty | RO 1, 4, 6 | 2015-03 | 2021-06 |
| Byron Yip 葉家豪 | RO 6 Rep 1, 4 | 2016-03 | 2018-04 |
| Carrie Chiu Ying Yu 余昭瑩 | RO 1, 4 | 2015-03 | 2017-03 |
| Hemant Sabherwal | Rep 1, 6 | 2016-10 | 2018-04 |
Showing 1–6 of 6