Hemant Sabherwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hemant Sabherwal ( ), a licensed former licensee with CE reference AML888. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2022-06-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-04 | 2022-06-21 |
| Union Gaming Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-10-03 | 2018-04-25 |
| Union Gaming Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2016-10-03 | 2018-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2011-04-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-24 | 2011-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-09-16 | 2009-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-16 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-16 | 2009-01-23 |