Hau Yi Sit
薛巧宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yi Sit (薛巧宜), a licensed former licensee with CE reference BEE951. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-04 | 2020-10-14 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2022-10-12 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2022-10-12 |
| Global Mastermind Asset Management Limited 環球大通資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-31 | 2020-10-14 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-15 | 2017-05-27 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-16 | 2017-05-27 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-26 | 2016-04-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-11-26 | 2016-04-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2016-04-21 |