Richard Chun Yiu Ng
吳晉堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chun Yiu Ng (吳晉堯), a licensed Responsible Officer with CE reference BER542. Currently licensed at 1 firm(s): Nice Talent Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | present |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-30 | present |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-22 | 2020-05-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2018-12-31 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-18 | 2015-12-01 |