Derek Tak Wai Lam
林德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Tak Wai Lam (林德偉), a licensed former licensee with CE reference BEZ160. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altive Limited |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2023-02-28 |
| Altive Limited |
Rep | Type 9 — Asset management | 2021-07-19 | 2023-02-28 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-17 | 2019-07-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-17 | 2019-07-31 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-12-17 | 2019-07-31 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-12-17 | 2019-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-13 | 2016-10-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-02 | 2015-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-02 | 2015-09-01 |