Ka Ho Kenny Liu
廖家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Kenny Liu (廖家豪), a licensed former licensee with CE reference BFA621. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-21 | 2020-03-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-21 | 2020-03-28 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-09 | 2019-01-07 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-09 | 2019-01-07 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-09 | 2019-01-07 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-09 | 2019-01-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-01 | 2017-05-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-03 | 2017-05-18 |