Xiyang Wu
吳晞陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiyang Wu (吳晞陽), a licensed former licensee with CE reference BFB077. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jinghui Capital Limited 景匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-14 | 2019-06-14 |
| Jinghui Capital Limited 景匯資本有限公司 |
Rep | Type 9 — Asset management | 2019-03-14 | 2019-06-14 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-04 | 2018-03-15 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2017-01-04 | 2018-03-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-09 | 2016-07-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-09 | 2016-07-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-09 | 2016-07-22 |