Michael John Colebatch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Colebatch ( ), a licensed former licensee with CE reference BFB230. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-08 | 2026-02-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-08 | 2026-02-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-08 | 2026-02-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-02-08 | 2026-02-12 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2020-01-08 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-28 | 2020-01-08 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2020-01-08 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2018-05-28 | 2020-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-03-25 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-03-25 | 2018-02-23 |