You Lu
魯由
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Lu (魯由), a licensed former licensee with CE reference BFC569. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | 2018-02-05 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-24 | 2018-02-05 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-24 | 2018-02-05 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-15 | 2017-06-20 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-15 | 2017-06-20 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2015-11-24 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-18 | 2015-11-24 |