Simin Xu
許思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simin Xu (許思敏), a licensed Responsible Officer with CE reference BFC852. Currently licensed at 1 firm(s): Spathiphy Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spathiphy Capital Management Limited 白和資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-15 | present |
| Golden Pine Asset Management Limited 旭松資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-04 | 2022-05-31 |
| Two Sigma Asia Pacific, Limited |
Rep | Type 1 — Dealing in securities | 2017-07-11 | 2020-03-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-05-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-05-20 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2015-03-24 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2015-03-24 | 2015-05-31 |