Yu (SFC:BFD957) Chen
陳瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BFD957) Chen (陳瑜), a licensed former licensee with CE reference BFD957. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-22 | 2025-08-27 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-22 | 2025-08-27 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2025-04-22 | 2025-08-27 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-04 | 2025-04-22 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-04 | 2025-04-22 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-04 | 2025-04-22 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-06 | 2025-01-08 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-07 | 2025-01-08 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 9 — Asset management | 2022-03-07 | 2025-01-08 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-30 | 2025-01-08 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-10 | 2021-04-28 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-11-10 | 2021-04-28 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2020-11-10 | 2021-04-28 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-18 | 2020-11-10 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-18 | 2020-11-10 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-18 | 2020-11-10 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-02 | 2020-05-15 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-02 | 2020-05-15 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2020-05-15 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-10-02 | 2020-05-15 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-28 | 2018-07-30 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-28 | 2018-07-30 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-14 | 2017-11-16 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-07 | 2017-11-16 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-25 | 2017-11-16 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2017-04-05 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-18 | 2017-04-05 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-08 | 2016-04-14 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2016-04-14 |