Dick Wai David Mak
麥廸維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Wai David Mak (麥廸維), a licensed Representative with CE reference BFE992. Currently licensed at 1 firm(s): Ceres Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ceres Asset Management Limited | Rep | Type 9 — Asset management | 2025-06-20 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-10-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-10 | 2015-12-25 |