Cynthia Mei Ki Tam
譚美琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Mei Ki Tam (譚美琪), a licensed former licensee with CE reference BFI754. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-15 | 2025-03-07 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-20 | 2022-08-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2022-08-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-09 | 2022-08-12 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-12 | 2019-03-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-06 | 2019-03-17 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-28 | 2016-11-18 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2016-11-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-29 | 2016-09-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-29 | 2016-09-21 |