Sau Kwan Kung

龔秀筠
CE No. BFJ185 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kwan Kung (龔秀筠), a licensed former licensee with CE reference BFJ185. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Invision Asset Management International Limited
前瞻金融投資管理國際有限公司
Rep Type 4 — Advising on securities 2022-05-30 2022-12-11
Invision Asset Management International Limited
前瞻金融投資管理國際有限公司
Rep Type 9 — Asset management 2022-05-30 2022-12-11
Invision Asset Management International Limited
前瞻金融投資管理國際有限公司
RO Type 1 — Dealing in securities 2022-05-30 2022-12-11
Maxcess Capital Limited
至成資本有限公司
Rep Type 4 — Advising on securities 2021-06-16 2022-05-23
Maxcess Capital Limited
至成資本有限公司
Rep Type 9 — Asset management 2021-06-16 2022-05-23
Golden K2 Securities Limited Rep Type 6 — Advising on corporate finance 2020-07-21 2021-06-17
Golden K2 Securities Limited Rep Type 1 — Dealing in securities 2020-06-12 2022-05-23
Stockwell Securities Limited
常匯證券有限公司
Rep Type 1 — Dealing in securities 2015-06-05 2020-04-02

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