Cathy Siu Yan Lam
林少恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Siu Yan Lam (林少恩), a licensed former licensee with CE reference BFJ754. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2023-01-09 | 2023-02-01 |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2021-09-06 | 2022-11-10 |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-08-23 | 2022-11-10 |
| Point72 Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-02-02 | 2021-08-05 |
| Point72 Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-02 | 2021-08-05 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2017-02-02 | 2021-08-05 |
| Sylebra Capital Limited | Rep | Type 9 — Asset management | 2015-06-18 | 2016-09-09 |