Ding Luo

羅鼎
CE No. BFS676 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ding Luo (羅鼎), a licensed Responsible Officer with CE reference BFS676. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 RO Type 4 — Advising on securities 2021-03-05 present
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 — Advising on securities 2020-05-26 2021-03-05
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司		 Rep Type 4 — Advising on securities 2015-07-06 2020-05-25

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